Securities Law Handbook, 2011 ed. (Securities Law Handbook Series)

Descripción

Meet the challenges of securities practice with this handbook. It provides advice on registration of securities, the plain-English prospectus, underwriting and selling groups, annual and periodic reports, small-company offerings, exempt offerings, the Trust Indenture Act, Rule 144A and the PORTAL Market, shareholder proposals, Blue Sky compliance, securities law violations, EDGAR, the integrated disclosure system, private express remedies, SEC enforcement, practice before the Commission, and professional responsibility.